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Regulation NMS
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191	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]December 10, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-11 07:26:03 United States Securities and Exchange Commission United States securities law Finance Financial markets International Securities Exchange Securities Exchange Act Order Market maker Regulation NMS Stock market Financial economics Investment
192	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 26, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 08:55:00 Financial system Regulation NMS Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Order New York Stock Exchange United States Securities and Exchange Commission Financial economics Investment
193	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-11-12 12:45:16 Finance Order Regulation NMS Intermarket sweep order Futures contract Security Securities Exchange Act Stock market Financial economics Investment
194	Page 21 of 26 Exhibit 5 - Text of the Proposed Rule Change Underlining indicates additions; [Brackets] indicate deletion * Rule 713. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-11 07:26:04 Finance Financial markets United States Securities and Exchange Commission Order Market maker Securities Exchange Act Regulation NMS Stock market Financial economics Investment
195	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:32:01 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Wedbush Securities Naked short selling Short Regulation NMS Broker-dealer Financial economics Investment Finance
196	Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a Tick Size Pilot Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-25 10:52:15 Finance Stock market United States Securities and Exchange Commission United States securities law Economy of the United States Regulation NMS Securities Exchange Act NASDAQ Initial public offering Financial economics Financial markets Investment
197	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20S49 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-01 15:05:28 Investment Stock market United States Securities and Exchange Commission Mathematical finance Order Regulation NMS Flash trading Dark liquidity Bid–offer spread Financial markets Financial economics Finance
198	National Market System Plan Governing the Consolidated Audit Trail Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 16:52:42 United States securities law Financial system Self-regulatory organizations Finance 73rd United States Congress Chicago Stock Exchange Securities Exchange Act Regulation NMS National market system plan United States Securities and Exchange Commission Financial economics Financial markets
199	15 of 16 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca Equities, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 08:55:01 Financial markets Economy of the United States New York Stock Exchange NYSE Arca Order Regulation NMS Intermarket sweep order Finance Stock market Financial economics Investment
200	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 11, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-12 09:04:52 Finance Financial markets Stock market United States Securities and Exchange Commission United States securities law Electronic communication network Regulation NMS NASDAQ Securities Exchange Act Financial economics Business Investment

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